-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PLGUP2Oapc0knyPotoWoVjuGBMNq73wrgyWjwKD8FHZAML1YBGiiVQ2vdwV61gmu 2PZAy802NNiE1ZTmx2EcUA== 0001193125-04-017900.txt : 20040210 0001193125-04-017900.hdr.sgml : 20040210 20040210101759 ACCESSION NUMBER: 0001193125-04-017900 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CRAPO JAMES D CENTRAL INDEX KEY: 0001120570 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: DEPARTMENT OF MEDICINE STREET 2: 1400 JACKSON STREET CITY: DENVER STATE: CO ZIP: 80206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INCARA PHARMACEUTICALS CORP CENTRAL INDEX KEY: 0001261734 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 561953785 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79369 FILM NUMBER: 04579859 MAIL ADDRESS: STREET 1: PO BOX 14287 CITY: RTP STATE: NC ZIP: 27709-4287 FORMER COMPANY: FORMER CONFORMED NAME: INCARA INC DATE OF NAME CHANGE: 20030828 SC 13G/A 1 dsc13ga.htm JAMES D. CRAPO - AM. #4 James D. Crapo - Am. #4

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

 

 

 

Incara Pharmaceuticals Corporation


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

45325 S-10-1


                                (CUSIP Numbers)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 


*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



  1.  

Name of Reporting Person

I.R.S. Identification No. of above person (Entities only)

 

            James D. Crapo

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

 

Not Applicable

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                1,347,538


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                1,347,538


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,347,538

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            2.8%

   

12.  

Type of Reporting Person (See Instructions)

 

            IN

   


Item 1(a)

  

Name of Issuer

    

Incara Pharmaceuticals

Item 1(b)

  

Address of Issuer’s Principal Executive Offices

     79 T.W. Alexander Drive, 4401 Research Commons, Suite 200, P.O. Box 14287, Research Triangle Park, NC 27709-4287

Item 2(a)

  

Name of Person Filing

    

James D. Crapo

Item 2(b)

  

Address of Principal Business Office or, if none, Residence

    

National Jewish Medical & Research Center, Department of Medicine, 1400 Jackson St., Denver, CO 80206

Item 2(c)

  

Citizenship

    

United States

Item 2(d)

  

Title of Class of Securities

    

Common Stock

Item 2(e)

  

CUSIP Number

    

45325 S-10-1

Item 3.

  

Filing Pursuant to Rules 13d-1(b) or 13d-2(b)

    

Not Applicable

Item 4.

  

Ownership

    

(a)

  Dr. Crapo beneficially owns an aggregate of 1,347,538 shares of the Issuer’s Common Stock, which includes (i) 791,955 shares owned by Dr. Crapo and (ii) 555,583 shares issuable upon exercise of options held by Dr. Crapo.
    

(b)

  Percent of class: 2.8%. This final Schedule 13G is being filed because the ownership has decreased to less than 5% due to the issuance of additional shares of common stock by Incara Pharmaceuticals Corporation.


     (c)    Number of shares as to which such person has:          
          (i)    Sole power to vote or to direct the vote: 1,347,538          
          (ii)    Shared power to vote or to direct the vote: 0          
          (iii)    Sole power to dispose or to direct the disposition of: 1,347,538          
          (iv)    Shared power to dispose or to direct the disposition of: 0          

Item 5.

   Ownership of Five Percent or Less of a Class     
     Not Applicable     

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person          
     Not Applicable          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
     Not Applicable

Item 8.

   Identification and Classification of Members of the Group          
     Not Applicable          

Item 9.

   Notice of Dissolution of Group          
     Not Applicable          

Item 10.

   Certification          
     Not Applicable          

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 5, 2004


Date

 

/s/    James D. Crapo


James D. Crapo
-----END PRIVACY-ENHANCED MESSAGE-----